Chief Compliance Officer
Skills
Business DevelopmentCRCMFinancial RegulationsFinancial TransactionsRegulatory RequirementsRisk ManagementSecurities
What the job involves
The main requirements, responsibilities and hiring steps.
Requirements
- At least 7 years of compliance experience
- Minimum 3 years managing a team
- Experience with multi-jurisdiction trading and AML/CTF frameworks
- Experience in senior roles in regulated financial institutions
- Comfortable in a fast-paced evolving fintech or crypto environment
- Hands-on leadership style
- Experience designing scalable compliance frameworks
Nice to have
- Accountable
- Resourceful
- Business-minded
- Analytical
- Highly organized
- Detail-oriented
- Structured communicator
- Leadership capable
- Direct communication
Day to day
- Own the group compliance function day-to-day and keep the framework operating reliably across the business.
- Design document and evidence compliance processes controls and standards that demonstrate adherence to laws regulations licence conditions and internal policies.
- Advise senior leaders and business teams on regulatory risk acceptable trade-offs and practical steps that unblock compliant execution.
- Manage regulators examinations inspections filings notifications and information requests with clear transparent escalation of material issues.