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Compliance Auditor
Skills
Analytical SkillsContractual ObligationsInternal AuditsOralPolicies & ProceduresQuality AuditingRegulatory Compliance
What the job involves
The main requirements, responsibilities and hiring steps.
Requirements
- Experience interfacing with customers
- Manage multiple audits and customers at once with the expectation of being able to close ~450 audits
- Advocate a positive attitude and ability to work well in an ever-changing environment
- Utilise impressive reading analytical and organizational skills
- Time management skills to include working on multiple tasks while maintaining accuracy
- Exhibit written and oral communication skills to professional standard
Nice to have
- Analytical Skills
- Contractual Obligations
- Internal Audits
- Policies & Procedures
- Regulatory Compliance
- Regulatory Requirements
Day to day
- As part of the Regulatory Compliance Group RCG the Compliance Auditor will contribute to RCG’s mission to facilitate compliance with legal and regulatory requirements and internal policies and procedures.
- The Compliance Auditor will analyse customers’ audit responses for compliance with applicable contractual provisions and laws such as the General Data Protection Regulation GDPR and the Data Protection Act DPA.
- The Compliance Auditor will follow established processes and procedures to execute audits review responses and use sound business judgement in regard to resolution and/or escalation of issues.
- Instances of non-compliance shall be escalated to the Manager to set appropriate resolution.