Compliance Consultant
Skills
Attention To DetailAuditingCustomer Relationship ManagementGeneral InsuranceOnboardingRegulatory ComplianceRegulatory Requirements
What the job involves
The main requirements, responsibilities and hiring steps.
Requirements
- Extensive knowledge of FCA and key regulatory regimes for general insurance
- Experience in compliance consultancy within a general insurance intermediary
- Knowledge of best practice in compliance and control frameworks
- Experience in delivering training
- High functional and technical knowledge of the FCA regulatory environment
- Strong relationship building
- Strong communication skills
- Strong time management skills
- Organised and proactive
Nice to have
- High functional and technical knowledge
- Strong relationship building skills
- Strong communication skills
- Strong time management skills
- Organized
- Focused
- Proactive
Day to day
- Provide compliance support through audit and health-check activities
- Offer guidance on key regulatory requirements
- Conduct visits and audits of regulatory processes and systems of members
Hiring process
- Relevant employment checks
- Verification of recent employment
- Verification of address
- Credit history check
- Standard criminal record check