Compliance Specialist
Skills
Academic BackgroundAnalytical SkillsAnalyze InformationLegal WritingLicensingMarketingRCM
What the job involves
The main requirements, responsibilities and hiring steps.
Requirements
- University degree or equivalent post-secondary academic background
- 2+ years of experience in compliance risk quality assurance or similar role
- 2+ years of experience within a financial institution insurance preferred
- Knowledge of regulators and the regulatory environment for financial services in Canada
- Knowledge of federal and provincial insurance acts and regulations
- Knowledge of federal and provincial privacy legislation and regulations
Nice to have
- Analytical
- Critical thinker
- Organized
- Prioritization skills
- Strong communicator
- Client service mindset
- Self-learner
- Team player
- Independent worker
- Relationship builder
- Multi-tasker
Day to day
- Conduct compliance and distribution oversight for creditor and inclusive insurance products.
- Monitor legislative and regulatory developments and assess their impact on business lines.
- Investigate privacy matters and review marketing collateral while supporting policy updates and enterprise compliance projects.
Hiring process
- Submit application online
- Complete virtual interviews on video
- Complete identity verification process