Head of Transfer Agency
Skills
Build Strong RelationshipsClient RelationsRegulatory RequirementsSecuritiesService DeliveryTransfer AgencyTransfer Pricing
What the job involves
The main requirements, responsibilities and hiring steps.
Requirements
- Bachelor’s degree in Finance, Business Administration, or related field. MBA preferred
- Expert experience in transfer agent operations with strong private markets background
- Proven leadership experience managing and developing a high-performing team
- In-depth knowledge of securities regulations and compliance requirements
- Exceptional client service skills with a track record of strong client relationships
- Strong analytical and problem-solving abilities
- Excellent communication and interpersonal skills
- Proficiency in using technology to streamline operations and improve service delivery
Day to day
- Leading transfer agency operations with a strategic vision and ensuring accurate and efficient processing of securities transactions and investor records.
- Providing exceptional service to clients, maintaining strong client relationships, and delivering tailored solutions.
- Staying abreast of industry regulations and ensuring compliance, leveraging technology to enhance operations, and driving continuous improvement through innovative solutions.