Remote Regulatory Compliance Specialist Job in UK dot818

Who you are

• Bachelor's degree in Law or Finance or equivalent experience required.
• Minimum 5 years of compliance experience in financial services essential.
• Expertise in FCA and UK regulatory frameworks.
• Experience with GDPR and UK Data Protection Act.
• Strong understanding of compliance policies such as TCF KYC and AML.

Desirables

• Effective communication
• Regulatory liaison
• Team collaboration
• Adaptability

What the job involves

• Ensure ongoing compliance with FCA and other regulatory requirements.
• Manage implementation of compliance policies like AML TCF and KYC.
• Act as the primary liaison with both domestic and international regulatory bodies.
• Stay updated on laws regulations and industry standards.
• Lead the onboarding of new partners and manage compliance processes.
• Oversee compliance training and establish monitoring and auditing processes to ensure adherence.