Regulatory Compliance Specialist
Skills
Anti-Money LaunderingCompliance RegulationsData PrivacyData Protection ActFinancial ServicesKYC VerificationRegulatory Requirements
What the job involves
The main requirements, responsibilities and hiring steps.
Requirements
- Bachelor's degree in Law or Finance or equivalent experience required.
- Minimum 5 years of compliance experience in financial services essential.
- Expertise in FCA and UK regulatory frameworks.
- Experience with GDPR and UK Data Protection Act.
- Strong understanding of compliance policies such as TCF KYC and AML.
Nice to have
- Effective communication
- Regulatory liaison
- Team collaboration
- Adaptability
Day to day
- Ensure ongoing compliance with FCA and other regulatory requirements.
- Manage implementation of compliance policies like AML TCF and KYC.
- Act as the primary liaison with both domestic and international regulatory bodies.
- Stay updated on laws regulations and industry standards.
- Lead the onboarding of new partners and manage compliance processes.
- Oversee compliance training and establish monitoring and auditing processes to ensure adherence.