Risk Assessor (Servicing Oversight)
Skills
Analytical SkillsCompetency AssessmentDesktop ComputersKey Performance IndicatorsLegionellaManagement Information SystemsRemote Infrastructure Management
What the job involves
The main requirements, responsibilities and hiring steps.
Requirements
- Possess a Level 4 diploma in Financial Planning/Advice
- Strong compliance experience including monitoring capabilities
- Excellent verbal and written communication skills
- Display sound judgment in risk assessment and report development
Nice to have
- Analytical Skills
- Competency Assessment
- Risk Assessment
- Risk Monitoring
Day to day
- Assess operational and regulatory risks associated with ongoing servicing
- Ensure Treating Customers Fairly principles are embedded in daily activities
- Monitor and analyse relevant risk data for effective mitigation strategies
- Engage with Advisers and Firms to clarify issues and resolve conflicts