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Regulatory Counsel

Skills
Asset ManagementEnglishEuropean Market Infrastructure RegulationInvestmentLawLegal WritingMarketing
Role

What the job involves

The main requirements, responsibilities and hiring steps.

Requirements

  • Master's degree or equivalent in law with strong academic and law firm credentials
  • 5+ years' experience in wealth and trading or related investment services financial markets or asset management
  • Private practice experience at a top law firm and preferably some in-house experience
  • Knowledge of MiFID II MiFIR EMIR PRIIPS UCITS and related frameworks
  • Business-oriented mindset with ability to deliver actionable legal solutions
  • Ability to work independently in ambiguous situations
  • Broad securities or asset management experience and good understanding of financial markets
  • Exceptional project management and communication skills
  • Problem-solving and decision-making ability with strong analytical skills
  • Fluency in English

Nice to have

  • Business oriented
  • Independent
  • Analytical
  • Problem solving
  • Strong communicator

Day to day

  • Support the launch of investment products and services through legal assessments customer documents and ongoing advice
  • Advise stakeholders on complex regulatory issues covering product structuring marketing and promotion
  • Research intricate legal questions and deliver practical analyses recommendations and risk guidance
  • Handle customer complaints disputes and draft review and negotiate regulatory agreements policies and procedures